Steve Tabick

Regulatory Compliance Manager and Internal Audit

Bio

Steve is a certified regulatory compliance manager (CRCM) with over a decade of experience within the financial services industry. He is an expert in regulatory compliance, internal audit, and risk management.

Steve has served as the fractional compliance officer for multiple financial institutions and fintech companies, over a wide array of sectors, to help them navigate the complex financial regulatory landscape. Steve has developed and enhanced a multitude of compliance programs including CMS, BSA/AML, deposit, lending, and cannabis.

With deep experience in guiding financial institutions and fintech companies in addressing significant compliance challenges, Steve excels in development of entire compliance programs including all necessary policies and procedures, comprehensive and actionable risk assessments, and gap analyses. He is experienced in conducting thorough internal audits and aiding in remediation activities.

Key Strengths

  • Establish and enhance compliance programs including CMS, BSA/AML, deposit, lending, and cannabis

  • Develop compliance controls including risk assessments, policies, procedures, andtraining

  • Design and conduct robust internal audits

  • Establish effective vendor management programs

  • Implement BCP/DR Programs

  • Advise senior executives on compliance and audit needs aligning with organizational goals and regulations

Accomplishments

Education and Certifications

  • B.A. – Loyola University Chicago

  • B.S. – Loyola University Chicago

  • CRCM – American Bankers Association

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